• Perform post-trade business controls in the area of client and sales suitability (e.g. Voicelog review) and other aspects of operational controls for WM Operations
  • Perform checks on customized statements and ensure that they are sent out to clients within stipulated timeline
  • Validate client trading suitability (eg. product suitability, risk mismatch, concentration, DPM restrictions check, etc.) and perform trade documents deficiency follow-ups
  • Prepare MIS reporting



  • 2-4 years relevant experience
  • Banking product knowledge e.g. FX, Money Market, Fund Transfer, Equities, Fixed Income, Derivatives etc.
  • Good understanding of compliance and risk control requirement
  • Good excel skills
  • Good interpersonal and communication skills
  • Self-motivated, structured approach and a strong analytical ability with a high attention to details
  • Able to work under time pressure with efficient and quality delivery
  • Fluent in English & Cantonese and understand Mandarin (to liaise with counterparties in Hong Kong)

Salary: $3,500 - $5,000 Per Month