Roles and Responsibilities:

  • KYC file review and submission for fast track
  • Close working relationship with DIPL CAM team ensuring smooth and well controlled account opening and maintenance process
  • Supporting all CLM Singapore branch audit/compliance review
  • Ensuring all Singapore Branch processes are compliant through close monitoring of intersystem reconciliation
  • Monitor and manage regulatory reconciliation gaps such as Securities Futures Acts (SFA) review, MAS 610 breaks
  • Work closely with Singapore KYC policy SME/AFC, update and provide COB Alert broadcast to the regional branches
  • Provide Support for annual FATCA CRS review, MAS ML/TF Survey etc.
  • Be part of the team that provide ad hoc reconciliation and other administrative duties
  • Participate in change/BCP testing
  • Work closely with AFC/Compliance/ERT as first line of defence for CLM Singapore Branch

Experience /skills:

  • At least 3-5 years of relevant experience in the Banking/Finance industry in a client on boarding/KYC environment with audit face off experience. (Any understanding on Corporate Bank or Investment Bank would be ideal)
  • Subject Matter Expert (SME) in the understanding of Singapore KYC regulatory requirements such as MAS610 / MAS626 / SFA Client Classification etc.
  • Excellent team work spirit and possess positive working attitude
  • Able to cope well under pressure and meet deadlines
  • Eye for detail and willingness to question current state practices
  • Ability to apply regulatory guidance to review process in absence of written policy
  • Dynamic thinking and highly adaptable to constantly changing environment
  • Ability to work with information/files receiving from multiple directions and able to observe trending in the midst of the massive data pool.
  • Strong time management, organizational, planning and follow-up skills; ability to multi-task effectively
  • Enjoy working with huge data and proficient in MS Office applications, especially Excel.

Salary Range: $6000 - $7000