Role Responsibilities

  • Primarily perform and oversee the regulatory (APAC/EU/US) reporting by the team on behalf of WM APAC specifically on Transaction Reporting
  • Review on all regulatory reporting requirements to ensure compliance with regulation in each jurisdictions (Completeness, Accuracy, Timeliness)
  • Assist in conducting tests for implementation of changes on the reporting
  • Liaise and work in collaboration with other stakeholders for successful delivery of changes
  • Escalate issues / red flags identified in the course of regulatory reporting delivery
  • Participate in methodology reviews and implementation of any methodological changes
  • Participate in system enhancement IT and support process improvement projects


  • Analyst with knowledge and interest in Private Banking and Investment Banking industry, preferably with exposure in Operations processes and under Wealth Management
  • Knowledge on securities (incl. derivatives) products
  • Have minimum of 2-3 years relevant work experience, preferably in a private bank, investment bank or consulting firm
  • Have strong analytical skills, presentation skills and organizational skills
  • Have demonstrated good work ethic, ability to work under pressure, and ability to work effectively in a small team
  • Have strong Excel and PowerPoint capabilities
  • Prior experience in business analysis, transactional reporting and regulatory projects will be viewed favorably
  • Prior experience in AVALOQ application will be a plus