Overview of position:
This role works within the Client Onboarding Lifecycle Management (COLM) team to support delivery of a quality service to our clients and achieve regulatory compliance across the end-to-end lifecycle of Private Banking and Investment Banking clients, including coverage of Client Due Diligence/ KYC and regulatory requirements.

Key Responsibilities:

  • Identify the relationship between clients who own common contact details (fixed phone number, mobile phone number and mailing address) in ALGO tool and assess the plausibility for case closure or further investigation
  • Assist to conduct internal reviews and investigations by furnishing further documentation to substantiate the link between partners who own common contact details
  • Ensure that all red flags identified in ALGO process are escalated to Financial Crime Compliance/ Legal department in a timely manner
  • Perform monthly quality assurance and supervisory controls on account modification process (e.g. change in circumstances, client data update, account closure, segregated account opening, etc.) to identify operational mistakes, process gaps and propose action plan to mitigate the risks

Essentials Skills and Qualifications:

  • 2-3 years of experience with an Investment Bank or Private Bank, ideally min 1 year in Risk and Control, Internal Audit, Compliance
  • Excellent communication skills and ability to manage stakeholders of various levels
  • Good detail-oriented, analytical and logical skills
  • Ability to take initiative and grasp new concepts quickly
  • Ability to excel under pressure and possess a positive can-do attitude

Salary: $4,600 Per Month