CONTRACT OPERATIONS OFFICER, BANKING

Responsibilities/Tasks:
  • Perform post-trade business controls in the area of client and sales suitability (eg. Voicelog review) and other aspects of operational controls for Wealth Management Operations
  • Perform checks on customized statements and ensure that they are sent out to clients within stipulated timeline
  • Validate client trading suitability (eg. product suitability, risk mismatch, concentration, DPM restrictions check, etc.) and perform trade documents deficiency follow-ups
  • Prepare MIS reporting
Requirements:
  • Banking product knowledge e.g. FX, Money Market, Fund Transfer, Equities, Fixed Income, Derivatives etc.
  • Good understanding of compliance and risk control requirement
  • Good Excel skills
  • Good interpersonal and communication skills
  • Self-motivated, structured approach and a strong analytical ability with a high attention to details
  • Able to work under time pressure with efficient and quality delivery
  • Required to liaise with Hong Kong and Taiwan clients/colleagues, ability to speak and understand basic Cantonese and Mandarin is a must.

Salary: $4,000 - $5,000 Per Month