Responsibilities/Tasks:

• Perform post-trade business controls in the area of client and sales suitability (e.g. Voicelog review) and other aspects of operational controls for WM Operations.
• Possess good understanding of sales suitability requirements in the areas of risk, tenor, investment experience mismatches, investment rationale, concentration breaches, etc.
• Perform checks on customized statements and ensure that they are sent out to clients within stipulated timeline.
• Validate client trading suitability (e.g. product suitability, risk mismatch, concentration, DPM restrictions check, etc.) and perform trade documents deficiency follow-ups.
• Prepare MIS reporting

Qualifications:

• Preferably from Compliance/ Risk and Control with client suitability monitoring experience.
• Possess banking product knowledge e.g. FX, Money Market, Fund Transfer, Equities, Fixed Income, Derivatives etc.
• Good Excel skills
• Good interpersonal and communication skills
• Self-motivated, structured approach and a strong analytical ability with a high attention to details.
• Able to work under time pressure with efficient and quality delivery.

Salary Range: $3500 - $4500 Per Month